Certificate of Public Advantage

Information and resources about the Certificate of Public Advantage with sections and information on COPA announcements, history, official correspondence, submitting public Input and complaints, reports, and spending plans.

The COPA


A Certificate of Public Advantage (COPA) is a written approval issued by the Tennessee Department of Health that governs a Cooperative Agreement (such as a merger) between two or more hospitals. The COPA provides a specialized form of state oversight to a system to allow a merger that may otherwise be blocked under federal antitrust laws. This oversight structure is designed to mitigate potential impacts that may result from a health system holding a majority share of the regional market, including possible effects on access, quality, pricing, and patient experience.

On January 31, 2018, the Department issued a COPA to Mountain States Health Alliance and Wellmont Health System, allowing them to merge under the name Ballad Health.

The COPA Statute is T.C.A. § 68-11-1301

The COPA Rules: 1200-38-01

*The resolution unanimously adopted by the Board of Wellmont Health System approved the September 16, 2017 draft of the Terms of Certification and any subsequent “more favorable terms” as may be agreed to by the State of Tennessee.  The September 18, 2017 draft of the Terms of Certification contains a “more favorable term” that was agreed to by the State and, therefore, the September 18, 2017 draft of the Terms of Certification were approved by the Wellmont Board.​

Official Correspondence


03/11/25 A letter from the Tennessee Department of Health regarding Ballad Health’s request for a waiver of the notice period for a proposed Long Term Care and Assisted Living Facilities transaction.

11/04/24 - A letter from Commissioner Alvarado approving Ballad Health's request to delay reporting after a Materially Adverse Event.

10/07/24 - The TN Department of Health's response to Ballad Health’s 10/02/24 notice of a Force Majeure Event and resulting Materially Adverse Event.

10/02/24 - Ballad Health‘s letter notifying the states of a Force Majeure Event and resulting Materially Adverse Event due to the impact of Hurricane Helene.

09/05/24A letter from the Tennessee Department of Health regarding Ballad Health’s Fiscal Year 2023 Monetary Commitment.

07/21/24A letter from the Tennessee Department of Health approving Ballad Health’s FY25 budget for FY23-FY25 spending plans.

07/22/24A letter from the Tennessee Department of Health regarding Ballad Health’s waiver request related to General Surgery and Bariatric & Colorectal Surgery in Sullivan County.

05/13/24A letter from Commissioner Alvarado regarding Ballad Health’s proposal to modify the HIE Plan to include funding for EPIC system Community Connect for ETSU clinics.

05/02/24A letter from Commissioner Alvarado regarding Ballad Health’s proposal to modify the HR/GME Plan to include funding for the Southwest Virginia Higher Education Center Simulation Laboratory.

02/08/24  A letter from Commissioner Alvarado regarding Ballad Health’s proposal to modify the HR/GME Plan to include support for ETSU GME.

02/01/24  A letter from the Tennessee Department of Health regarding Ballad Health’s Fiscal Year 2022 Monetary Commitment.

01/11/24A letter from the Tennessee Department of Health regarding Ballad Health’s waiver request related to employment of 8 general surgeons in Sullivan County, TN. (RE Ballad Health’s 11/07/23 general surgery employed physicians waiver letter.)

01/05/24  A letter from the Tennessee Department of Health consenting to Ballad Health’s request to close surgical services at Hawkins County Memorial Hospital.   (RE Ballad Health’s 11/02/23 request to close surgical services at Hawkins County Memorial Hospital. )

11/07/23  A letter from the Tennessee Department of Health regarding Ballad Health’s request modify its Rural Health Plan to include certain funding for an additional ambulance in Carter County, Tennessee.

09/12/23 – A letter from the Tennessee Department of Health regarding Ballad Health’s request modify its HR/GME Plan  to include funding for the Milligan University Simulation Laboratory.

09/12/23 – A letter from the Tennessee Department of Health regarding Ballad Health’s request modify its HR/GME Plan  to include certain funding for the Appalachian Highlands Healthcare Academy.

07/05/23 – The Tennessee Department of Health accepted Ballad Health's proposed FY24 Population Health Process Measures that will be used in calculating the FY24 score.

06/28/23 – A letter from the Tennessee Department of Health approving Ballad Health’s FY24 budget for FY23-FY25 spending plans. (RE Ballad Health’s FY24 Plan Budget. )

06/15/23 – A letter from the Tennessee Department of Health regarding Ballad Health’s waiver request related to Urologists in Washington and Sullivan County. (RE Ballad Health’s 05/12/23 urology employed physician waiver letter.)

05/05/23 – A letter from the Tennessee Department of Health consenting to Ballad Health’s proposed consolidation of Intensive Care Unit (ICU) and Progressive Care Unit (PCU) Services/Units at Sycamore Shoals Hospital with Johnson City Medical Center.  (RE Ballad Health’s 12/08/22 Sycamore Shoals ICU/PCU notice Letter.)

05/04/23 – A letter from the Tennessee Department of Health regarding Ballad Health’s request modify its Rural Health Plan to incorporate expenses related to the reopening of Lee County Hospital.

04/10/23 – letter from the Tennessee Department of Health approving Ballad Health’s request for a ninety-day extension on the replacement capital plan submission requirement.  (RE Ballad Health’s 03/22/23 Capital Plan Extension Letter. )

01/27/23 – A letter from the Tennessee Department of Health regarding Ballad Health’s Fiscal Year 2021 Monetary Commitment.

COPA Reports


Ballad Health Annual Reports

Ballad Health Annual Reports FY2025 |  FY2024FY2023 | FY2022| FY2021 | FY2020 | FY2019 | FY2018

FY2024 Ballad Annual Report Cover Letter

FY2020 Full Year Data


COPA Monitor Reports

COPA Monitor Annual Report on fiscal year  20242023 | 2022 | 2021 | 2020 | 20192018


COPA Compliance Annual Reports

COPA Compliance Office Annual Reports FY2020FY2019  | FY2018

As of FY2021 each COPA Compliance Office Annual Report is included with the Ballad Health Annual Report for the same fiscal year


Department Reports

Department Annual Report by Fiscal Year 20242023202220212020 | 20192018


Sub-Index Reports

As of FY2021 each Sub-Index Report is included with the Department Annual Report for the same fiscal year.

How to Provide Feedback to the Tennessee Department of Health


The Tennessee Department of Health (TDH) is responsible for on-going active state supervision of mergers granted under a Certificate of Public Advantage (COPA), according to Permanent Rules 1200-38-01-.01 et seq. , effective January 4, 2016, implement TCA Sections 68-11-1301 – 68-11-1309, which govern the COPA process.

The public is encouraged to provide feedback on the progress and impact of the Ballad Health merger on the region.

Leave a Comment   

How to File a COPA Complaint

The public is encouraged to alert TDH of potential violations to the Terms of Certification that should be investigated.

For complaints specific to the impact of the COPA, please download and complete this complaint intake form.  Please submit the completed complaint intake form to TDH:

By email:    TN.Health@tn.gov (as an attachment).

By mail:      TN Department of Health – COPA

710 James Robertson Parkway, 5th Floor

Nashville, TN 37243.
 

How to File Other Complaints Against Ballad Health


Some issues are not a result of the merger of the two hospital systems and thus, not resolvable under the COPA Terms of Certification (TOC). There are processes in place for receiving and investigating certain health care complaints. Examples of issues that are not COPA-related include:

Cleanliness, staffing concerns, and certain health care issues. These issues may or may not have happened as a result of the merger of the hospital systems and are not violations of the COPA Terms of Certification. Safety concerns should be directed to TDH’s Office of Health Care Facilities. The Office of Health Care Facilities remains responsible for the licensing and regulation of hospitals in the State. The process for filing a complaint against a Tennessee health care facility or provider is available here.

To be clear, while it is not the role of the TDH under the TOC to assist or track individual patients who have a negative experience at a Ballad Facility, TDH is tracking Ballad’s performance on dozens of safety and quality measures including timely and effective care, infection rates, and patient satisfaction scores at 1) a system level, 2) a statewide level, and 3) each Ballad facility. Quarterly and Annual data for Ballad Health’s total patient population will be used to track demonstration of an overall improvement or decline in care quality subsequent to the issuance of the COPA.

Labor concerns. Staff labor concerns are regulated by the Tennessee Department of Labor and Workforce Development. Information on its statutes governing employee meals and breaks, wage regulation, and fringe benefits can be accessed from that Department’s website here and its Labor Standards Unit with information how to file a complaint can be contacted by calling 844-224-5818.

Certain employee benefits and protections are covered by the COPA and are described under Section 3.08 Terms of Certification.

Billing issues. High deductibles, high premiums, and co-pays are a part of the complex United States health care system and not related to the COPA. Double billing or coding issues may be errors caused by a human data entry error. Those issues should be directed to Ballad Health’s billing department, which can be reached by calling at (423) 431-1700 or (423) 408-7400.

Compliance questions. The COPA Compliance Office is part of the Active Supervision Framework outlined in the Terms of Certification. The Ballad Health COPA Compliance Office reviews, logs, investigates, and seeks to resolve compliance issues. The COPA Compliance Office can be contacted through an Anonymous Alertline, at 1-800-535-9057, or via general email, at copa.compliance@balladhealth.org.


How to Submit General Comments Regarding Ballad Health

General comments regarding the progress of the Ballad Health merger and its impact on the region can be submitted to the Tennessee Department of Health.

Spending Plans


Current 

FY23 - FY25 Spending Plans

Former Spending Plans

Ballad’s Three-Year Plans

Revised Children’s Health Plan (submitted April 2021)

Ballad Health’s HIE Plan.  

Ballad Health’s HR/GME Plan.    

Ballad Health ‘s Rural Health Plan.

Ballad Health’s Behavioral Health Plan.   

Ballad Health’s Children’s Health Plan.   

Ballad Health’s Population Health Plan.  

 

Ballad Health’s Plan Updates (“Implementation Roadmaps”) 

FY20 Implementation Roadmaps containing updated schedules of quarterly milestones and data metrics for Ballad Health’s six 3-year plans: Behavioral Health, Children’s Health, Health Information Exchange, Health Research and GME, Population Health and Rural Health.

 

One-Year Plan Extension

Ballad’s request for a one-year extension of the three-year plans.

TDH letter approving the one-year extension of Ballad Health’s three-year plans.

 

Plan Modification Requests

TDH Approval of Ballad’s HR/GME Plan Modification Request to add a program at the Appalachian School of Law dated 9/29/20.

Ballad’s HR/GME Plan Modification Request to add a program at the Appalachian School of Law dated 9/18/20.

TDH’s approval of Ballad’s Children’s Health Plan Modification Request to add Miracle Field dated 6/7/21.

TDH’s approval of Ballad’s Rural Health Plan Modification Request to add the purchase of new cardiac monitors for regional EMS providers dated 7/27/21.

TDH’s approval of Ballad Health’s request to modify the Population Health Plan to include Lee County Community Fund spend dated 11/08/21.

TDH’s approval of Ballad Health’s request to modify the HR/GME Plan to include support for the Emory and Henry College Bachelor of Science in Nursing program dated 03/01/22.

TDH’s approval of Ballad Health’s request to modify the HR/GME Plan to include support for a Regional Center for Nursing Professional Advancement for the Appalachian Highlands dated 03/01/22.

TDH’s approval of Ballad Health’s request to modify the HR/GME Plan to include funding of the Gatton College of Pharmacy Center of Pharmacy Education, Advocacy and Outreach dated 03/22/22.

TDH’s approval of Ballad Health’s request to modify the HR/GME Plan to include funding to the STREAMWORKS program dated 03/22/22.

 

TDH Approval of Plans

TDH’s conditional approval of Ballad Health’s Rural Health Plan.

TDH’s conditional approval of Ballad Health’s Health Information Exchange (HIE) and Health Research and Graduate Medical Education (HR/GME) Plan.

TDH’s conditional approval of Ballad Health’s Behavioral Health, Children’s Health, and Population Health Plan.

Mountain States Health Alliance and Wellmont Health System

Last Updated: May 22, 2017
Dates have been updated to reflect the document date rather than the date posted. 


 Public Hearing Video and Transcripts









April 11, 2017

 Report from Compass Lexecon







September 30, 2016

 Notice of Public Hearing


September 12, 2016

 First Amendment to Master Affiliation Agreement and Plan of Integration (Exhibits in this document can be found in the other application documents above.)



September 9, 2016

  Revised Plan of Separation






















  Announcement on the COPA decision: Tennessee Department of Health Commissioner John Dreyzehner, MD, MPH, announced Sept. 19, 2017 that the request for a Certificate of Public Advantage from Wellmont Health System and Mountain States Health Alliance has been granted.​

 Press Release

 Terms of Certification

 Executed Letter of Approval

 Approval Certificate Signed by MSHA

 Approval Certificate Signed by WHS 

*The resolution unanimously adopted by the Board of Wellmont Health System approved the September 16, 2017 draft of the Terms of Certification and any subsequent “more favorable terms” as may be agreed to by the State of Tennessee.  The September 18, 2017 draft of the Terms of Certification contains a “more favorable term” that was agreed to by the State and, therefore, the September 18, 2017 draft of the Terms of Certification were approved by the Wellmont Board.​


If a COPA is issued, the department will be responsible for on-going, active state supervision, according to recently promulgated state rules. This supervision will be informed by a transparent index of measures designed specifically for each COPA that will include measures of population health, access to health services, economic and other factors.  All stakeholders will have opportunities to comment on the design of this index. Should a COPA be issued, the results of the index would be publically reported on a regular basis.

Commissioner John Dreyzehner, MD, MPH, chose the members from the area that will be most affected by the proposed merger of Mountain States Health Alliance and Wellmont Health System. The purpose of the Advisory Group is to recommend measures for an Index. The Advisory Group will hold a series of listening sessions to seek regional input for these measures, and their work will conclude when they recommend measures to the Commissioner.

Members:

Chair Gary Mayes, Director, Sullivan County Health Department

Sullivan

Rep. David Hawk, State Representative, Greene County

Greene

Rep. Matthew Hill, State Representative, Part of Washington County

Washington

Mayor Johnny Lynch, Unicoi

Unicoi

Ms. Susan Reid, Executive Director, First Tennessee Development District

Washington

Mr. George Brewer, Administrator, Hancock Manor Nursing Home

Hancock

Mr. Brant Kelch, Executive Director, Highlands Physicians, Inc.

Sullivan

Dr. Teresa Kidd, President & CEO, Frontier Health

Washington

Dr. David Kirschke, Medical Director, Northeast Tennessee Regional Health Department

Washington

Ms. Minnie Miller, Former Director of Schools, Johnson County

Johnson

Ms. Erika Phillips, Coordinated School Health Director, Hawkins County Schools

Hawkins

Ms. Chantelle Roberson, Associate General Counsel, BlueCross BlueShield of Tennessee

 

Mr. Perry Stuckey, Senior Vice President and Chief Human Resources Officer, Eastman Chemical Company

Sullivan

Ms. Jan Tillman, Nurse Practitioner, Roan Mountain, Rural Health Consortia

Carter

Mr. Thomas J. Wennogle, President, JardinZinc

Greene

Dr. Brenda White Wright, Former CEO, Girls Inc. of Kingsport

Sullivan

 

Meeting Dates, Transcripts, and Video

 

Advisory Group Organizational Meeting

Tuesday, March 15, 5:30 – 7:30 p.m., Northeast State Library L106 (1st Floor), 2425 TN-75, Blountville

 

Advisory Group Listening Session #1 For any members of the general public

Tuesday, March 22, 5:30 p.m. – 7:30 p.m., Carter County Health Department, 403 East G Street, Elizabethton 

Advisory Group Listening Session #2 For internal stakeholders, including employees, contractors, vendors, staff clinicians and others who currently work with Mountain States Health Alliance or Wellmont Health System

Tuesday, March 29, 5:30 p.m. - 7:30 p.m., Northeast State Regional Performing Arts Center, 2425 TN-75, Blountville

Advisory Group Listening Session #3 For any members of the general public

Tuesday, April 5, 5:30 p.m. – 7:30 p.m., Holston Electric Cooperative, 1200 West Main Street, Rogersville

Advisory Group Listening Session #4 For external stakeholders, including competing health care providers, non-staff clinicians, payers (including self-insured employers), government agencies and non-profits.

Tuesday, April 19, 5:30 p.m. – 7:30 p.m., Northeast State Regional Performing Arts Center, 2425 TN-75, Blountville

NEW DATES ADDED: Advisory Group Working Meetings

New Time for May 17 Working Meeting: 3:30 p.m. – 7:30 p.m. EST

April 26, May 3, May 10, May 24 all from 5:30 p.m. – 7:30 p.m., Additional meetings as needed. Sullivan County Regional Health Department, 154 Blountville By Pass, Blountville

NEW DATE AND LOCATION: Advisory Group Listening Session #5  For the general public and all stakeholders; during this meeting the Advisory Group will present the proposed COPA index and receive comments

Tuesday, May 31, 5:30 p.m. – 7:30 p.m., Sullivan County Regional Health Department, 154 Blountville By Pass, Blountville​

Media inquiries about the Advisory Group can be directed to tn.health@tn.gov or 615-741-3111

LAC Annual Reports

LAC Annual Public Hearings

LAC Annual Public Hearing #1 For members of the public who wish to provide comments on Ballad Health’s Annual Report and the progress of the COPA.  

Thursday, February 7, 2019, 5:00 p.m. the doors will open at 4:00pm, Northeast State Community College, Center for the Arts, 2425 Highway 75, Blountville, TN 37617.

Public Hearing Transcripts can be read here.

LAC Annual Public Hearing #2 For members of the public who wish to provide comments on Ballad Health’s Annual Report (see also the Executive Summary of Ballad’s Annual Report) and the progress of the COPA.  

Tuesday, January 7, 2020, 5:30 p.m. the doors will open at 5:00pm, Northeast State Community College, Center for the Arts, 2425 Highway 75, Blountville, TN 37617.

The transcript from the COPA Local Advisory Council’s Annual Public Hearing held January  7, 2020.

LAC Annual Public Hearing #3 For members of the public who wish to provide comments on Ballad Health’s Annual Report and the progress of the COPA.

Monday, January 25, 2021, 6:00 p.m. EST, via WebEx.

Due to COVID-19 considerations this year’s event will be held online.
Please join the online event using the attendee information below:
https://tngov.webex.com/tngov/onstage/g.php?MTID=eab940aa996ba9e3b7da57a790a29d69d
Event Number: 178 446 4252
Event Password: TNCOPA2021

To join by phone:
To receive a call back, provide your phone number when you join the event, or call the number below and enter the access code.
Phone number: 1-415-655-0003 US TOLL
Event Number/Access Code: 171 446 4252

A full recording of the COPA Local Advisory Council’s January 25, 2021 Annual Public Hearing that was held virtually.

LAC Working Meetings

Local Advisory Council Meeting #1

Tuesday, June 6, 2018, 3:00 p.m., Northeast State Community College Basler L106, 2425 TN-75, Blountville

Agenda can be read here.  Meeting minutes can be read here.

Local Advisory Council Meeting #2

Tuesday, September 11, 2018, 6:00 p.m., Northeast State Community College, Basler L226, 2425 TN-75, Blountville

Agenda can be read hereMeeting minutes can be read here.

Local Advisory Council Meeting #3

Tuesday, October 25, 2018, 5:00 p.m., Northeast State Community College, Basler L226, 2425 TN-75, Blountville

Agenda can be read hereMeeting minutes can be read here.

Local Advisory Council Meeting # 4

Tuesday, April 16, 2019 3:00 p.m. Northeast State Community College BASLER L226 2425 highway 75, Blountville

Note:  The COPA Local Advisory Council business meeting originally set for, January 22, 2019 has been postponed due to scheduling conflicts and will be rescheduled for a later date. The new date will be posted here once it has been set.

Agenda can be read hereMeeting minutes can be read here.

Local Advisory Council Meeting # 5

Thursday, July 25, 2019 3:30 p.m. Northeast State Community College BASLER L226 2425 highway 75, Blountville.

Agenda can be read hereMeeting minutes can be read here.

Local Advisory Council Meeting # 6

Tuesday, October 29, 2019, 1:30 p.m. Sullivan County Health Department 154 Blountville Byp, Blountville, TN 37617

Agenda can be read here. Meeting minutes can be read here.

Local Advisory Council Meeting # 7-canceled

Tuesday , April 21, 2020, 2:00 p.m. EDT via WebEx.

 CANCELED DUE TO COVID-19

Local Advisory Council Meeting # 7

Wednesday, July 29, 2020, 2:00 p.m. EDT via WebEx. (Click here for meeting details)

Agenda can be read here.  Meeting minutes can be read here.

Local Advisory Council Meeting # 8

Thursday, November 5, 2020, 2:00 p.m. EDT via WebEx. (Click here for meeting details) 

Agenda can be read here.  A full recording of the LAC’s November 5, 2020 meeting can be accessed here[ .

07/01/23 - The "Fourth Amended and Restated Terms of Certification Governing the Certificate of Public Advantage Issued to Ballad Health Pursuant to the Master Affiliation Agreement and Plan of Integration By and Between Wellmont Health System and Mountain States Health Alliance," dated July 1, 2023.  A summary of the changes. 

06/12/23 - Transcripts from the COPA Public Hearing in Blountville, TN, June 12, 2023.Comments | Speaker sign-up sheet.

05/12/23 – The Tennessee Department of Health announces it will hold a COPA Public Hearing in Blountville, TN , June 12, 2023.

12/20/22 – A letter from the Tennessee Department of Health and the Tennessee Attorney General and Reporter regarding Ballad Health’s request for a Temporary Suspension of the Addendum 1 Rate Cap

12/19/22 – letter from the Tennessee Department of Health approving Ballad Health’s request for a one-year extension on the replacement capital plan submission requirement (RE Ballad Health’s 10/14/22 One-year Extension on Capital Plan Letter. )

08/15/22 - A letter from the Tennessee Department of Health approving Ballad Health’s proposed Population Health Process Measures for FY23.

08/01/22 – A letter from the Tennessee Department of Health approving Ballad Health’s request for a waiver related to a Gynecologic Oncologist in Sullivan County.  (RE Ballad Health’s 06/23/22 Gynecologic Oncology Waiver Request. )

06/02/22 – A letter from the Tennessee Department of Health regarding Ballad Health’s request to modify its Rural Health Plan to include to include capital funding costs for the development of a Greeneville Outpatient Diagnostic Center.  

06/02/22 – A letter from the Tennessee Department of Health regarding Ballad Health’s proposal to modify its Behavioral Health Plan to include capital funding costs for the development of a replacement facility for the Strong Futures Living Center.

04/19/22 – A letter from the Tennessee Department of Health regarding Ballad Health’s 03/03/22 restatement of numbers (full-time equivalents and corresponding percentages) for a previously granted waiver to accurately reflect the employed physicians that were in place as of January 31, 2018.

04/19/22 – A letter from the Tennessee Department of Health regarding Ballad Health’s 03/14/22 request regarding a partnership lease agreement with Care Centers Management Consulting, Inc. for the continuation of post-acute services at the Laughlin Healthcare Center location.

03/22/22 – A letter from the Tennessee Department of Health regarding Ballad Health’s 11/12/21 waiver request related to Vascular Surgery in Washington and Sullivan County. 

03/14/22 – Ballad Health’s request regarding a partnership lease agreement with Care Centers Management Consulting, Inc. for the continuation of post-acute services at the Laughlin Healthcare Center location.

03/03/22 – A letter from Ballad Health restating the numbers (full-time equivalents and corresponding percentages) for a previously granted waiver to accurately reflect the employed physicians that were in place as of January 31, 2018.

01/24/22 – A letter from the Tennessee Department of Health to Ballad Health regarding the timing for a public hearing on the Ballad Health COPA in 2022.

12/22/21 – A letter from Commissioner Piercey and General Slatery to Ballad Health approving the replacement of the present Exhibit B of the Second Amended and Restated Terms of Certification with Ballad Health’s revised Exhibit B proposal.

12/15/21  The Tennessee Department of Health approved Ballad Health ‘s waiver request related to Neurology in Washington County

12/3/21 – A letter from General Slatery and Commissioner Piercey to Ballad Health regarding the resumption of suspended obligations under the COPA.

11/12/21 – Ballad Health’s waiver request related to Vascular Surgery in Washington and Sullivan County.

11/12/21 – Ballad Health ‘s waiver request related to Neurology in Washington County.

11/05/21 – A letter from Ballad Health proposing a replacement to the present Exhibit B of the Second Amended and Restated Terms of Certification.

10/27/21 – A letter from the Tennessee Department of Health to Ballad Health regarding scoring under the Certificate of Public Advantage for Fiscal Years 2021 and 2022, which have been significantly impacted by the COVID-19 pandemic.

10/6/21 – letter from the Tennessee Department of Health regarding Ballad Health’s request to modify the Health Research and Graduate Medical Education to include a family medicine residency relocation to Norton Community Hospital

09/29/21 – A letter from the Tennessee Department of Health regarding  Ballad Health’s request to modify the Health Research and Graduate Medical Education Plan to include a Milligan University addictions counseling program.

09/14/21  The Tennessee Department of Health responded to Ballad Health‘s  waiver request for Actions related to Ballad Health’s Cardiology Program.

9/14/21  The Tennessee Department of Health approved Ballad Health ‘s waiver request related to Physical Medicine & Rehabilitation in Sullivan County, TN for outpatient services.

08/26/21 – A letter from the Commissioner Piercey and General Slatery regarding Ballad Health’s Year 2 (Fiscal Year 2020) Monetary Commitment.

08/25/21  Ballad Health‘s waiver request related to Physical Medicine & Rehabilitation in Sullivan County, TN for outpatient services.

08/25/21 – letter from the Tennessee Department of Health responding to additional information provided by Ballad Health in their 07/06/21 letter regarding Ballad Health’s Children’s Health Plan Modification Request to add Miracle Field.

07/06/21 – A letter from Ballad Health responding to the 06/07/21 conditional approval of Ballad Health’s Children’s Health Plan Modification Request to add Miracle Field

07/27/21 – A letter from the Tennessee Department of Health regarding the approval of Ballad Health’s Rural Health Plan Modification Request to add the purchase of new cardiac monitors for regional EMS providers.

07/01/21 – letter from Ballad Health to Commissioner Piercey and General Slatery regarding Ballad Health’s year 2 (FY 2020) Monetary Commitment.

06/07/21 – A letter from the Tennessee Department of Health regarding the approval of Ballad Health’s Children’s Health Plan Modification Request to add Miracle Field.

04/02/21 – Ballad Health submitted a Revised Children’s Health Plan

03/26/21  The COPA Monitor Annual Report for the year ending June 30, 2020.

02/25/21 – The Department published its Year 2 COPA Index Reports: the 2020 Population Health Report2020 Access to Health Services Report, and 2020 Other (Quality) Report.

02/24/21  The COPA Local Advisory Council 2021 Annual Report was published.

02/18/21  revised letter from Ballad Health to Commissioner Piercey with additional information regarding a waiver request for actions related to Ballad Health’s cardiology program.  

02/12/21 – Ballad Health ‘s waiver request related to the Ballad Health cardiology program in Greeneville, TN.

02/09/21  letter from Ballad Health to Commissioner Piercey with additional information regarding a waiver request for actions related to Ballad Health’s cardiology program.

02/08/21  The Tennessee Department of Health approved Ballad Health’s 01/11/21 request for one-year extension of their three-year plans.

01/11/21 –  Ballad Health submitted to TDH a letter requesting a one-year extension of their three-year plans.  

 

07/01/22 - The "Third Amended and Restated Terms of Certification Governing the Certificate of Public Advantage Issued to Ballad Health Pursuant to the Master Affiliation Agreement and Plan of Integration By and Between Wellmont Health System and Mountain States Health Alliance," dated July 1, 2022.  A summary of the changes.

05/18/21 - The "Second Amended and Restated Terms of Certification Governing the Certificate of Public Advantage Issued to Ballad Health Pursuant to the Master Affiliation Agreement and Plan of Integration By and Between Wellmont Health System and Mountain States Health Alliance," dated April 27, 2021.  A summary of the changes.

12/21/20 –  The COPA Monitor submitted to TDH a letter on Ballad’s compliance with provisions related to Charity Care in the Terms of Certification.

12/21/20 - The Tennessee Department of Health’s response to Ballad’s waiver request for actions related to Ballad Health cardiology program.

12/21/20 –  A letter from the Tennessee Department of Health regarding the approval of Ballad Health’s request to consolidate labor and delivery services in Kingsport, Tennessee.

12/21/20 - The Tennessee Department of Health’s response to Ballad’s request for extension of temporary suspension of inpatient services at Unicoi County Hospital.

12/09/20 - Ballad Health’s letter requesting extension of temporary suspension of inpatient services at Unicoi County Hospital.

11/30/20 – Ballad Health submitted to the Tennessee Department of Health the system’s Addendum 1 Report for Fiscal Year 2020.

11/25/20 – Ballad Health submitted to the Tennessee Department of Health the Fiscal Year 2020 Ballad Health Annual Report, and the Fiscal Year 2020 COPA Compliance Office Annual Reportfor the reporting period July1, 2019 – February 29, 2020.

11/12/20 – Ballad Health submitted to the Tennessee Department of Health a letter requesting approval of the permanent consolidation of labor and delivery services in Kingsport, Tennessee. 

11/05/20 –  A letter from the Tennessee Department of Health regarding the approval of Ballad Health’s request to repurpose Greeneville Community Hospital West into a residential addiction treatment facility for women who are pregnant or parenting.

11/5/20 – A letter from the Tennessee Department of Health to Ballad Health regarding the proposed remedy for Ballad’s Fiscal Year 2019 Spending Shortfall.

11/05/20 - The Tennessee Department of Health’s response to Ballad’s update on plan to reinstitute inpatient services at Unicoi County Hospital.

10/28/20 - Ballad Health’s update on plan to reinstitute inpatient services at Unicoi County Hospital.

10/16/20 Ballad Health’s letter regarding their plan to reinstitute inpatient services at certain (3 rural) hospitals.

10/14/20 – Ballad Health responded to the Tennessee Department of Health’s letter regarding the system’s Year 1 (Fiscal Year 2019) Monetary Commitment.

10/13/20 - Ballad Health ‘s waiver request for actions related to Ballad Health cardiology program.

9/30/20 - The Tennessee Department of Health’s response to Ballad’s request for an extension of the temporary suspension of inpatient services at certain hospitals.

9/29/20 - The Tennessee Department of Health’s response to Ballad’s request for HR/GME Plan Modification.

9/29/20 – A letter from the Tennessee Department of Health to Ballad Health regarding the system’s Year 1 (Fiscal Year 2019) Monetary Commitment.

09/25/20 – Ballad Health submitted to the Tennessee Department of Health a letter requesting consent to terminate the Geropsychiatric Unit Service Line and the Inpatient Rehab Service Line at Greeneville Community Hospital West in order to repurpose it into a residential facility to treat addicted women who are pregnant or parenting.

9/18/20 - Ballad Health ‘s request for HR/GME Plan Modification.

9/14/20 - Ballad Health ‘s request for extension of the temporary suspension of inpatient services at certain hospitals.

7/22/20 - The State’s response to Ballad’s waiver request regarding inpatient services at Hawkins County Memorial Hospital, Unicoi County Hospital, and Hancock County Hospital.

7/16/20 - Ballad Health’s waiver request related to inpatient services at Hawkins County Memorial Hospital, Unicoi County Hospital, and Hancock County Hospital.

4/6/20 –  The COPA 2020 Department Annual Report covers Fiscal Year July 1, 2018-June 30, 2019.

3/31/20 - The State’s response to Ballad’s 3/25/20 notice of a Force Majeure Event and resulting Materially Adverse Event.

3/25/20 - Ballad Health ‘s letter notifying the State of a Force Majeure Event and resulting Materially Adverse Event due to the COVID-19 Pandemic.

3/6/20 - The 2020 COPA Monitor Annual Report.

2/28/20 – Commissioner Piercey extended the Waiver for Cross-Credentialing Employed Physician at Ballad Health hospitals through April 30, 2020.

2/25/20 –  The Department published its Year 1 COPA Index Reports: the 2019 Population Health Report2019 Access to Health Services Report, and 2019 Other (Quality) Report.

2/17/20 - Ballad Health ‘s requests related to reorganization of cardiovascular services in Greene County, TN.

2/13/20 - The Ballad Health FY20 2nd Quarter Quarterly Report, for reporting period October 1, 2019-December 31, 2019. Ballad Health’s submitted amended language for Item G of their FY20 2nd Quarter Quarterly Report by email on February 28, 2020 and by formal letter on March 1, 2021.

2/6/20 – The COPA Local Advisory Council 2020 Annual Report.

1/14/20 – Commissioner Piercey signed two Employed Physician Waivers, one granting Ballad Health’s request for a continuation of the waiver of the 35% limitation for cardiovascular disease at Holston Valley Medical Center, and one granting Ballad Health’s request for a continuation of the waiver of the 35% limitation for pulmonary disease at Bristol Regional Medical Center and Johnston Memorial Hospital.

1/14/20 – A letter from the Tennessee Department of Health regarding the conditional approval of Ballad Health’s Rural Health Plan.

1/7/20 –  The transcript from the COPA Local Advisory Council’s Annual Public Hearing held January  7, 2020.

12/04/19 – Ballad Health submitted to the Tennessee Department of Health a letter requesting a waiver of the 35% limitation for pulmonology at Bristol Regional Medical Center and Johnston Memorial Hospital and  letter requesting a waiver of the 35% limitation for cardiovascular disease that would allow Dr. Ponder to obtain privileges at Holston Valley Medical Center.

12/3/19 – Commissioner Piercey signed an Employed Physician Waiver, granting Ballad Health’s request for a continuation of the waiver of the 35% limitation for neurology at Johnson City Medical Center.

12/3/19 – Commissioner Piercey signed an Employed Physician Waiver, granting Ballad Health’s request for a continuation of the waiver of the 35% limitation for cardiothoracic surgery at Bristol Regional Medical Center.

11/30/19 – The Department’s COPA Index Reports, which include the Population Health Report, Access to Health Services Report, and Other (Quality) Report, were updated by the Tennessee Department of Health.

11/15/19 – The Ballad Health FY20 1st Quarter Quarterly Report, for reporting period July 1, 2019-September 30, 2019.

10/28/19 – Ballad Health submitted to the Tennessee Department of Health, the Fiscal Year 2019 Ballad Health Annual Report, as well as the Fiscal Year 2019 COPA Compliance Office Annual Reportfor reporting period July1, 2018 - June 30, 2019. Ballad Health also submitted an Executive Summary of these annual reports.

10/14/19 – Ballad Health submitted to the Tennessee Department of Health a letter requesting a waiver of the 35% limitation for neurology at Johnson City Medical Center.

10/11/19 – Ballad Health submitted to the Tennessee Department of Health a letter requesting a waiver of the 35% limitation for cardiothoracic Surgery at Bristol Regional Medical Center.

9/30/19 – A Letter from Alan Levine to Commissioner Piercey regarding a STRONG Children and Families Model for Change was received by the Tennessee Department of Health.

08/15/19 – The Ballad Health FY19 4th Quarter Quarterly Report, for reporting period April 1, 2019 – June 30, 2019.

08/12/19 - The "Amended and Restated Terms of Certification Governing the Certificate of Public Advantage Issued to Ballad Health Pursuant to the Master Affiliation Agreement and Plan of Integration By and Between Wellmont Health System and Mountain States Health Alliance," dated July 31, 2019, can be read here.  A summary of the changes can be read here.

6/26/19 – FY20 Implementation Roadmaps containing updated schedules of quarterly milestones and data metrics for Ballad Health’s six 3-year plans: Behavioral Health, Children’s Health, Health Information Exchange, Health Research and GME, Population Health and Rural Health.

5/31/19 – Commissioner Piercey signed an Employed Physician Waivers, granting Ballad Health’s request for a continuation of the waiver of the 35% limitation for cardiovascular disease at Johnston Memorial Hospital.

05/15/19 – The Ballad Health Quarterly Report, for reporting period January 1, 2019 – March 31, 2019, can be read here.

5/7/19 – A letter regarding the Department’s conditional approval of Ballad Health’s Health Information Exchange (HIE) and Health Research and Graduate Medical Education (HR/GME) Plans can be read here. The HIE Plan submitted by Ballad can be read here. The HR/GME submitted by Ballad can be read here.

5/7/19 –  The Department Annual Report can be read here.

5/1/19 - Ballad NICU Consolidation Statement can be read here.

4/7/19 –  The COPA Monitor Annual Report can be read here.

3/8/19 –  The COPA Local Advisory Council’s Annual Report can be read here.

3/6/19 –  The Department’s COPA Index Reports, which include the Population Health Report, Access to Health Services Report, and Other (Quality) Report, can be read here

3/5/19 –    A signed Conditional Waiver, regarding cross-credentialing of Employed Physicians at all Ballad hospitals, can be read here.  

3/5/19 –  A letter regarding the Department’s conditional approval of Ballad Health’s Behavioral Health, Children’s Health, and Population Health Plans can be read here.

2/22/19 –    A letter regarding Population Health Sub-Index measurement revisions can be read here

2/15/2019 – The Ballad Health Quarterly Report for reporting period October 1, 2018 – December 31, 2018 can be read here.

2/07/19 –  The transcript from the COPA Local Advisory Council’s Annual Public Hearing held February 7, 2019 can be read here.

1/31/19 - Ballad Health ‘s Rural Health Plan.

1/29/19 –  A letter from Alan Levine to Commissioner Piercey providing notice regarding Ballad Health’s plan to consolidate services in Greene County can be read here.

1/19/19 –  A letter from Alan Levine responding to Commissioner Dreyzehner’s 1/16/19 request for additional information regarding Ballad Health’s NICU consolidation proposal can be read here.

1/16/19 –  The COPA Local Advisory Council schedules its first Annual Public Hearing. Read the press release here.

1/16/19 - A letter from Commissioner Dreyzehner requesting additional information on Ballad Health's NICU consolidation proposal can be read here.

12/28/18 –  A letter from Alan Levine responding to Commissioner Dreyzehner’s request for additional information regarding Ballad Health’s NICU consolidation proposal can be read here.

12/13/18 –  A letter from Commissioner Dreyzehner regarding Ballad Health’s NICU consolidation proposal can be read here.

12/6/18 – A supplemental letter from Ballad Health detailing the organization's transport plans and telemedicine plans for the proposed coordination of newborn services can be read here.

12/5/18 - The Behavioral Health Plan submitted by Ballad can be read here. The Children’s Health Plan submitted by Ballad can be read here.  The Population Health Plan submitted by Ballad can be read here.

11/20/18 – The Ballad Health Quarterly Report, for reporting period July 1, 2018 – September 30, 2018, can be read here.

11/19/18 – a supplemental letter to Commissioner Dreyzehner with additional information related to Ballad Health’s request to coordinate newborn services can be read here.

11/15/18 – The 2018 Ballad Health Annual Report, reporting on the period from February 1, 2018 – June 30, 2018, can be read here.  The COPA Compliance Office Annual Reportfor reporting period February 1, 2018 – June 30, 2018, can be read here.

11/12/18 – A letter from Ballad Health to Commissioner Dreyzehner regarding a proposed plan to coordinate newborn services can be read here.

9/26/18 – Commissioner Dreyzehner signed an Employed Physician Waiver  granting Ballad Health’s request for an exception to and waiver of the 35% limitation on Employed Physicians for neurosurgery.

8/14/18 – Read Ballad Health’s 8/14/2018 Quarterly Report here. Read the 8/14/2018 COPA Compliance Office Quarterly Report here

5/23/18 –  Tennessee Department of Health Commissioner John Dreyzehner, MD, MPH announces the appointment of members of the inaugural COPA Local Advisory Council. Read the press release here.

5/15/18 – Larry Fitzgerald named COPA Monitor. Read the Press release here.

5/14/18 – A letter from Ballad Health to Commissioner Dreyzehner regarding the submission of their Quarterly Report and COPA Compliance Office Quarterly Report can be read here. Read Ballad Health’s first Quarterly Report here. Read the COPA Compliance Office Quarterly Report here

4/16/18 – A letter from Ballad Health to Commissioner Dreyzehner regarding planned merger related synergies can be read here.  

3/1/18 –  Lists of competing services with respect to each COPA Hospital, specifically lists of Ancillary Services and Post-Acute Services offered by providers competitive with Ballad Health can be read here

2/28/18 – A signed Employed Physician Waiver, granting Ballad Health’s request for an exception to the 35% limitation on Employed Physicians for neurosurgery and for Employed Physicians for physical medicine and rehabilitation, respectively, can be read here

1/31/18 –  Tennessee Department of Health Commissioner John Dreyzehner, MD, MPH, announced that the state is officially allowing a merger of Wellmont Health System and Mountain States Health Alliance by issuing a Certificate of Public Advantage or COPA to their parent company, Ballad Health.​ Read the news release here. Read the Terms of Certification here. Read the Certificate of Public Advantage here.

This Page Last Updated: May 15, 2026 at 11:18 AM