Metaverse Scams
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Securities
In this country, regulation of the securities industry is a shared effort among federal, state, and self-regulatory agencies. The Tennessee Securities Division is responsible for enforcing the Tennessee Securities Act of 1980 and protecting the investors of Tennessee by maintaining the integrity of the securities market. We accomplish this function through the regulation of the securities industry and capital markets of Tennessee. The Division also advocates investor education in the prevention of fraud. Through investor education, citizens can avoid bogus securities scams and keep Tennessee's capital markets viable.
Industry Professionals
- Filing Instructions and Forms
- Investment Adviser/Broker Dealer Check
- Registration Section Overview
- Guide to Protecting Seniors from Financial Exploitation
- SEC Investment Adviser Public Disclosure
- Electronic Signatures & Investment Documents
- Laws and Rules
- More Information
- Requesting Public Information
News and Information
- Metals.com/Chase Metals, Inc./Barrick Capital, Inc.
- Blog
- TDCI Shares Tips on Protecting Seniors Ahead of Elder Abuse Awareness Day (June 15, 2023)
- TDCI Joins Multiple States in $10M Settlement with Robinhood for Failing Investors
- TDCI Securities Division Issues Investor Advisory Alert Regarding Self-Directed IRAs and The Risk of Fraud
- Don’t Fall in Love with a Scammer this Valentine’s Day
- Professional Privilege Tax Reminder
News
- TDCI Joins Movement to Shine a Spotlight on Fraud
- TDCI Assistant Commissioner Bowling Named to NASAA Board
- TDCI Joins NASAA members and CFTC in Settlement with Safeguard Metals in $68M Fraud Targeting Elderly Adults
- TDCI Shares Financial Planning Tips Ahead of National Financial Awareness Day on Aug. 14
- States Recoup Overcharges For Investors In Commodity Firm Bankruptcy
- TDCI Shares Tips on Protecting Seniors Ahead of Elder Abuse Awareness Day (June 15, 2023)
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