Skip to Main Content

Find COVID-19 Information and Resources
TDCI Is Fully Operational. Frequently Asked Questions About COVID-19 or Contact Staff here.
CORE system will go down daily at 5pm cst for up to 30 minutes

Investment Adviser/Broker Dealer Check

To check the status of an Investment  Adviser or Broker Dealer:
http://brokercheck.finra.org/

Or Contact:

April Odom, Director of Registration
Phone: 615-532-4895
Fax: 615-532-8375
E-mail: April.x.odom@tn.gov