Final Administrative Orders
Securities Division Enforcement Actions- Joshua W. Connor - July 24, 2020
- Shaneal Yogesh Patel - January 8, 2020
- Henry John "Trae" Wieniewitz III - March 31, 2020
- Jacqueline J. Stanfill - July 26, 2019
- David P. Antypas - May 10, 2019
- Chattaco, Inc. - January 11, 2019
- Full Life Financial, LLC - August 9, 2018
- Big Springs Gold, LLC - May 24,2018
- Roger Dale Williams and King Branch Road Church of Christ - June 7, 2018
- Concordis Group, Inc., Trenton Scott Somervilleand Omar L. Plummer - April16, 2018
- St. Bernard Financial Services, Inc - April 10, 2018
- John Jumper - September 20, 2017
- Andrew Ermenc - November 3, 2017
- Clearpoint Capital Management - June 23, 2017
- Ledford_Herron - JLProduction - May 31, 2017
- Timothy Pilkington - May 10, 2017 [pdf]
- Southern Energy - April 28, 2017
- Sean Hornbeck – March 21, 2017 [pdf]
- Katherine Park – March 17, 2017 [pdf]
- Appleton Cantrell Ex Parte Order to Cease and Desist – March 2, 2017 [pdf]
- John G. Westine – February 22, 2017 [pdf]
- Domestic Development Corporation – February 22, 2017 [pdf]
- Brain O'Neil Putt and O'Neil Capital Partners, L.P November 10, 2016 [pdf]
- Tri State Investment, LLC. November 18, 2016 [pdf]
- Chartered Medical August 28, 2016 [pdf]
- BlackGold Resources August 22, 2016 [pdf]
- Teresa J. Ferdon - July 29, 2016 [pdf]
- Clifton Alexander and Hugeroi.com March 31, 2016 [pdf]
- New Horizon Financial Services June 14, 2016 [pdf]
- Anthony Dean Myers, Sr. May 24, 2016 [pdf]
- Clifton Alexander and Hugeroi.com Initial Order [pdf]
- Christopher Neudecker April 3, 2014 [pdf]
- Brian Miller December 20, 2013 [pdf]
- Aaron Donald Vallett - Notice of Default and Initial Order - March 30, 2011 [pdf]
- KT Investments LLC and Derrick Trent Fortner, February 12, 2010 [pdf]
- Delbert Foster Blount, February 12, 2008
- Dynetech - May 18, 2004 [pdf]
- Alan Leon Byrd - July 22, 2003 [pdf]
- Robert Carl Beaver (d.b.a. Beaver Insurance Agency) - March 23, 2003 [pdf]
- Senior Care Plus, Inc. - January 17, 2003 [pdf]
- Espy Management Fund, Inc. - December 21, 2001 [pdf]
- Accelerated Benefits Corp. - September 25, 2001 [pdf]
- Mickey J. Wilson - September 20, 2001 [pdf]
- Capital Plus Worldwide Financial Services, Inc. - May 08, 2001 [pdf]
- Merit Quest Capital Management International, Ltd. - February 2, 2001 [pdf]
- Carlin Equities Corporation - November 27, 2000 [pdf]
- Financial West Group - August 1, 2000 [pdf]
- Maven Capital Corporation - February 10, 2000 [pdf]
- Jeffrey Ainley Hayden - November 19, 1999 [pdf]
- Digital Entertainment Corporation - September 23, 1999 [pdf]
- Millennia Tech Corporation - August 23, 1999 [pdf]
- Jerry Douglas Hanner - May 17, 1999 [pdf]
- Frank Kufrovich - May 6, 1999 [pdf]
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