Initial Orders

• Estate and Financial Strategies, Inc. & Henry Lee Parrott - January 27, 2023
• Joshua Davis & Real Holdings International, Inc. - March 23, 2022
  
• Jason Newman d/b/a Somerset Crest, Inc. - February 7, 2022
• Ronald Harrison & Global Trading Institute - December 13, 2021 
  
• Warhorse Wealth Advisors & William Eric Kaehr - November 5, 2021

Please check Consent Orders for latest actions.

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