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Cease and Desist Orders

Securities Division Enforcement Actions
  • Real Holding International, Inc. & Joshua Davis - March, 17th 2020
  • William Baxter Lee IV and Save.Win LLC - February 11, 2020
  • Rocco Vignola - December 12, 2019
  • optinvestments.com a/kla Vip Binary, Charge XP Investments, Ltd., Hellomarkets and George Levynsky – September 22, 2017
  • Investingci.com A/K/A Investing2go  A/K/A Sel Investments, Ltd., Tomas Goldmark, Ben Daniels, Stephen Blundell and Elizabeth Blundell – September 22, 2017
  • Kevin Davenport - May 12 , 2017
  • Broad Street Ventures - Broad Street Ventures, LLC, Douglas Dryer & James Hugh Brennan - August 12, 2016
  • Cumulus Financial Cease and Desist - Cumulus Financial Services, Inc., dba Alta Cumulus, Skyline Financial, Timberman's and Cumulus Financial Brokerage Services, and John S. Crandall - October 29, 2015
  • Well City, Inc George David George Well City, Inc.,Well City Foundation, Inc, W1, LLC George David George, Robert Bellamy, Cheryl Bassitt, Joe Risk, and Carl Brooks - June 14th, 2013
  • Pelham Humpries  - Pelham Humpries Estate, Pelham Humpries Heirs Associates, Pelham Humpries Legal Trust Fund (A.K.A Pelham Humpries Heirs Litigation Trust Fun), Arnold Wayne Hodge as Administrator of the Pelham Humpries Estate, William Tate as Trustee of the Pelham Humpries Legal Trust Fund and Richard Slydon as Trustee of the Pelham Humpries Legal Trust Fund - September 10, 2012
  • World Wide Visionary Entertainment, Inc. - World Wide Visionary Entertainment, Inc and Bolaji Ali - August 15, 2011
  • A.D. Vallett and Company - A.D. Vallett & Co., LLC, A.D Vallett & Company, A.D. Vallett Collateral Fund I, LLC, A.D. Vallett Collateral II, LLC, A.D. Vallett Income & Opportunity Fund I, LLC and Aaron Donald Vallett - September 22, 2010, 6Mb
  • Jerald G. Follis, (A.K.A. Gerald Follis) - December 8, 2009
  • ATC Investment Group, LLC - ATC Investment Group, LLC, Pilatus Financial Center and Lawrence Paul Schmidt - July 23, 2004
  • Glendall Verner -  Glendall D. ("Glen") Verner; F. ("Francis") Henry Green; Scott Walker; David Howe; William H. Hockridge; Jane Verner; Kenneth H. Brown; Covenant Global Funding, LLC Centennial Outreach Partners, Inc. and Covenant Management Group, Inc. - May 26, 2004
  • EZScan -  EZ-Scan.com, Inc a/k/a EZ-Scan, Inc., Hard Box and Richard H. Osteimer - April 22, 2004
  • Bottom Line Oil & Gas Company - Bottom Line Oil & Gas Company a/k/a Bottom Line Oil Company, Marco Buzachero, and Lisa Pryor - November 21, 2003
  • Glendall D. Verner - Glendall D. Verner and Value Investment Services, Inc. - October 16, 2003
  • Combined Resource Systems, Inc. -  Combined Resource Systems, Inc., Barry Wise, Tammy M. Powers, Gary Cesaro, Daniel St. Croix, Sean P. Cleveland, Gary Goldstein, David Whitmarsh, Brain F. Oliver, Carol Perea, Chad Weinad, Roland N. Tice, Terry Darling, Brain Left and Pail Wommer - October 1, 2003
  • Upper Cumberland Media Group - Upper Cumberland Media Group, Inc. Dale Hollow Horizon, Don Napier, Paulette Maynard, Kelly T. Keisling, and Everett H. Asberry - September 29, 2003
  • ABD, Inc. - ABD, Inc. a/k/a ABD Advanced, Inc & Associates, ABD Casebase, and Lesly Gatheright  - August 20, 2003
  • Southern Automotive Financial Executive, Inc. - Southern Automotive Financial Executives, Inc., The Finance Center, Heritage Funding, LLC, Claude Chumley, Cledis Chumley and Louis E. Chumley - August 7, 2003
  • TymGlobal, Inc. - TYMGlobal, Inc., Stormpay, Inc., and John R. McConnell, Jr. - August 7, 2003
  • Vermicom, Inc. - Vermicom, Inc., The Seaberg Group, Inc. and Chris Berg - July 21, 2003
  • Edge Business Services, Inc. - Edge Business Services, Inc. and Wayne K. Richardson - July 21, 2003
  • Dynetech AmCash Flow - Dynetech Corp., Laurence J. Pino, Wanda Quinn, Patricia T. Wilson, Janet Pino-Horvath, American Cash Flow Corp, American Cash Flow Institute, Inc., American Cash Flow Associates, Inc., Dan Eckelman, Liquidyne, Inc., Cash Flow America, Inc., Pro Plus Financial Services, Inc., Frederick Rewrey, James T. Wassell, David L. Strobel, Vincent Addenigio, William Wimble, Richard Young, Janice Young, Paragon Financial Group, American Cash Flow Solutions, Colonial Funding Group, American Cash Flow Solutions, Covenant Funding Group, and Alpha Financial Funding - June 20, 2003
  • B & B Worm Farm - B & B Worm Farm, Worm Source of Tennessee, Greg Bradley, Lynn Bradley, Gene Pierpaoli and Regina Pierpaoli - May 6, 2003
  • HFI Inc. H.F.I,. Inc., Premier Debt, Inc., and Jasen Christophe Howell - October 08, 2003
  • Robert Carl Beaver (d.b.a. Beaver Insurance Agency) - August 21, 2002
  • ACI, Inc. - ACI, Inc., Capital Enhancement Opportunities, United Services, Prosper International League LTD., Offshore Roll Program Report Number 5599, Fastgold.Net and John L. Hill, II - May 7, 2002
  • Addmac Entertainment, Inc. - Addmac Entertainment, Inc., Nouveau Entertainment, Inc. Midwest Diversified Resources, Inc., Senior Brokerage, Inc., Vernon Shiflett, and Gregory H. Brooks - November 02, 2000
  • Asset Recovery & Management Trust - Asset Recovery & Management Trust, d/b/a Arm Trust, J.W. Williamson and Allin Means - September 18, 2000
  • Capital Plus Worldwide Financial Services, Inc.  - Capital Plus Worldwide Financial Services, Inc., Ricardo Alkealoha Gant, and Anita McNeil Gant - May 19, 2000
  • Imtek Funding Corporation - Imteck Funding Corporation, Imteck Office Solutions, Inc., Beneficial Assistance, Middle Tennessee Trust, Walter E. Phillips, and David Womack - May 04, 2000
  • Senior Care Plus, Inc. - Senior Care Plus, Inc., American Benefits Services, Inc., WM Page & Associates, Inc., National Viatical Trust, Inc., Explore Financial Group, Inc,. Michael D. Sullivan, James A. Torchia, Larry J. Sullivan, Nancy M. Thayer, Eric D. Reynolds, and Beverly A. Sullivan  - April 24, 2000
  • Merit Quest Capital Management International, Ltd. - Meri Quest Capital Management International, Ltd., Impact, Impact International, Grand Enterprises, Inc., Frank A. Harris, Kristina M. Metcalfe, Don Fortune, and Glenda Fortune  - October 25, 1999
  • American Retirement Association, Inc. - American Retirement Association, Inc., Nu-Millennium, LLC., Summit Ridge Marketing, Untied Insurance Group, Inc., Larry Jones, Dennis Weaver, Lee Bailey, Marvin L. Broglin, Dolphus Jordan, and John Belles - September 13, 1999
  • Carlin Equities Corporation - Carlin Equities Corporation; Fred E. Zimmerman, and Darrell F. Flowers - December 11, 1998
  • Van Buren Securities, L.L.C. - Van Buren Securities, LLC., Robert Fred Sistrunk and Sholeen Wuest  - November 20, 1998
  • Whole Hog Properties, Inc. - WH Properties Inc., Whole Hog Properties, Inc., Lion Heart Agencies, Planters Great Gulf Corporation, Planters Chartered Tennessee Trust, Tennessee Beneficiary Trust Exchange, The Polaris System of North America, Mark V. Enright, Dr. Alden T. Klein, Alden Klein Associates and Dr. Al L. Gary - March 30, 1998

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