NASHVILLE —The Tennessee Department of Commerce & Insurance’s (TDCI) Securities Division is partnering with the Investor Protection Trust and PBS Books to produce the “Financial Fraud: Disguises to Watch Out For” virtual event that will livestream on TDCI’s Facebook page on Friday, Oct. 22, 2021 at 12:00 p.m. CT/1:00 p.m. ET.
NASHVILLE – In a combined effort to provide additional protection for investors, the Financial Industry Regulatory Authority (FINRA) and the North American Securities Administrators Association (NASAA) have announced a new campaign urging investors to provide their financial firms with a trusted contact. The U.S. Securities and Exchange Commission’s Office of Investor Education and Advocacy (SEC OIEA) is also collaborating on this initiative.
NASHVILLE —The Tennessee Department of Commerce & Insurance’s (TDCI) Securities Division is partnering with the Investor Protection Trust and PBS Books to produce the “How to Make Your Earnings Work for You - Through Retirement” virtual event that will livestream on TDCI’s Facebook page on Friday, Sept. 17, 2021 at 12:00 p.m. CT/1:00 p.m. ET.
NASHVILLE —The Tennessee Department of Commerce & Insurance’s (TDCI) Securities Division is partnering with the Investor Protection Trust and PBS Books to produce the “Investing: A Beginner’s Guide for Getting Started” virtual event that will livestream on TDCI’s Facebook page on Friday, Aug. 27, 2021 at 12:00 p.m. CT/1:00 p.m. ET.
NASHVILLE —The Tennessee Department of Commerce & Insurance’s Securities Division is joining the FBI Criminal Investigative Division and the U.S. Securities and Exchange Commission’s (SEC) Office of Investor Education and Advocacy to warn investors about the rise of scammers and con artists making false claims about being registered investment brokers.
NASHVILLE – A new school year is traditionally a hectic time for educators, parents and students. To assist consumers, the Tennessee Department of Commerce and Insurance (TDCI) is sharing education tips from our divisions to remind Tennesseans to stay focused on their home’s fire safety, insurance coverage and financial planning all year long.
NASHVILLE — As financial scammers and digital con artists become increasingly savvy, it’s never been more important that hard-working investors learn the red flags of a trap that could cause financial ruin.
NASHVILLE —The Tennessee Department of Commerce & Insurance’s (TDCI) Securities Division is partnering with the Investor Protection Trust and PBS Books to produce the “Financial Freedom: Declare The Life You Want” virtual event that will livestream on TDCI’s Facebook page on Friday, July 23, 2021 at 12:00 p.m. CT/1:00 p.m. ET.
NASHVILLE —The Tennessee Department of Commerce & Insurance’s (TDCI) Securities Division is partnering with the Investor Protection Trust and PBS Books to produce the “Harness Your Inner Hummingbird: Building Your Retirement Nest Egg” virtual event to livestream on TDCI’s Facebook page on Friday, June 25, 2021 at 12:00 p.m. CT/1:00 p.m. ET.
NASHVILLE – Ahead of World Elder Abuse Awareness Day on Tuesday, June 15, 2021, the Tennessee Department of Commerce & Insurance (TDCI) is warning seniors and their families to be on the lookout for signs of elder financial abuse, including potential exploitation by guardians.
NASHVILLE – The Tennessee Department of Commerce & Insurance (TDCI) proudly announces that TDCI’s Securities Division recently received the Savings Champion Award from Military Saves, the Washington, D.C.-based nonprofit dedicated to encouraging greater financial literacy among members of the military.
NASHVILLE – The Tennessee Department of Commerce & Insurance’s (TDCI) Securities Division highlights recent disciplinary actions taken by the agency related to a former Franklin-based investment executive who was recently sentenced to federal prison for stealing from elderly clients.
NASHVILLE —The Tennessee Department of Commerce & Insurance’s (TDCI) Securities Division is partnering with the Investor Protection Trust and PBS Books to produce the “Retirement Readiness for Military Families” virtual event to livestream on TDCI’s Facebook page on Friday, May 28, 2021 at 12:00 p.m. CT/ 1:00 p.m. ET.
NASHVILLE — The Tennessee Department of Commerce & Insurance’s (TDCI) Securities Division is reminding Tennesseans that social isolation, whether voluntary or involuntary, has a direct contribution to the financial exploitation of older investors.
NASHVILLE – A new rule recently adopted by the Tennessee Department of Commerce & Insurance’s (TDCI) Securities Division provides issuers, broker-dealers and Tennessee investors with more clarity when it comes to offers of rescission.