Investment Adviser/Broker Dealer Check

To check the status of an Investment  Adviser or Broker Dealer:
http://brokercheck.finra.org/

Or Contact:

Elizabeth Bowling, Director of Registration
Phone: 615-770-0088 / 800-863-9117 (Toll Free)
Fax: 615-532-8375
E-mail: Elizabeth.Bowling@tn.gov